SEC Form 4 · accession 0000899243-17-012553
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Wilmot Rogers
Officer — See Remarks
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 8, 2017 | M | 4,017 | — | A | 89,307 | D | |
| Common stock | May 8, 2017 | F | 1,852 | $21.68 | D | 87,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | May 8, 2017 | M | 4,017 | D | — | — | Common stock | 4,017 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Rice Energy Inc. common stock on a one-for-one basis.
- F2On May 8, 2014, the reporting person was granted 12,049 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Remarks
Senior Vice President, Chief Accounting & Administrative Officer, Treasurer