SEC Form 4 · accession 0000899243-16-030326
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek A. Rice
Officer — See Remarks
Period of report
Sep 28, 2016
Accepted (ET)
Sep 29, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | J | 92,924 | $0.00 | A | 184,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a member of Rice Energy Holdings LLC, a Delaware limited liability company ("Rice Holdings"). On September 28, 2016, Rice Holdings made a pro rata distribution to its members holding incentive units, including 92,924 shares of common stock of Rice Energy Inc. to the Reporting Person. This transaction is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.
Remarks
Executive Vice President of Exploration