SEC Form 4/A · accession 0000899243-16-020131
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Grayson T. Lisenby
Officer — SVP & Chief Financial Officer
Period of report
May 8, 2016
Accepted (ET)
May 16, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F3 | May 8, 2016 | M | 4,590 | — | A | 102,657 | D | |
| Common stock | May 9, 2016 | F | 1,215 | $18.19 | D | 101,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF3,F1,F2 | — | May 8, 2016 | M | 4,590 | D | — | — | Common stock | 4,590 | 4,590 | D |
Explanation of responses
- F1Restricted stock units convert into Rice Energy Inc. common stock on a one-for-one basis.
- F2On May 8, 2014, the reporting person was granted 13,770 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3This amendment is being filed to update the beneficial ownership amount to include the vesting of shares that occurred in connection with the withholding previously reported on the Form 4 filed on May 10, 2016.