SEC Form 4 · accession 0000899243-15-009636
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rice Energy Holdings LLC
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Dec 9, 2015 | J | 15,000,000 | $0.00 | D | 5,168,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In accordance with the First Amendment to the Amended and Restated Limited Liability Company Agreement of Rice Energy Holdings LLC ("Rice Holdings"), Rice Holdings made a distribution of 15,000,000 shares of common stock of Rice Energy Inc. (the "Issuer") to Rice Energy Irrevocable Trust with no consideration being paid in connection therewith.
- F2Rice Holdings is controlled by a board of managers, consisting of Daniel J. Rice IV, Toby Z. Rice and Daniel J. Rice III, which exercises voting and dispositive power over all securities held by Rice Holdings.
Remarks
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to be a director by deputization by virtue of the right of Reporting Person to designate members of the Issuer's board of directors pursuant to the Stockholders' Agreement between the Issuer, the Reporting Person, NGP Rice Holdings LLC, Alpha Natural Resources, Inc. and Rice Energy Irrevocable Trust (as assignee of Rice Energy Family Holdings, LP).