SEC Form 4 · accession 0001588216-17-000014
RSP Permian, Inc. · RSPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K. McNeill
Officer — Chief Financial Officer · Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | A | 34,200 | $0.00 | A | 169,866 | D | |
| Common Stock | Jan 4, 2017 | F | 11,306 | $0.00 | D | 158,560 | D | |
| Common StockF3 | holding | — | — | — | 392,647 | I | By family limited partnership | |
| Common StockF4 | holding | — | — | — | 20,000 | I | By family limited partnership | |
| Common StockF5 | holding | — | — | — | 180,000 | I | Irrevocable Trust | |
| Common StockF6 | holding | — | — | — | 300 | I | UTMA custodian for son, Jack McNeill | |
| Common StockF6 | holding | — | — | — | 300 | I | UTMA custodian for daughter, Lola McNeill | |
| Common StockF6 | holding | — | — | — | 300 | I | UTMA custodian for daughter, Sophie McNeill |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are performance based restricted stock awards issued under the issuer's 2014 Long Term Incentive Plan. All of these performance based restricted shares vested after the time-based vesting schedule was met on December 31, 2016 and upon certification by the issuer's Compensation Committee of attainment of the applicable performance conditions and adjustment of the target number of shares on January 4, 2017.
- F2Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3.
- F3Mr. McNeill is a general partner of Mcfam, LP and therefore may be deemed to indirectly beneficially own these securities. Mr. McNeill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4Mr. McNeill is a general partner of Jasolo, LP and therefor may be deemed to indirectly beneficially own these securities. Mr. McNeill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5Mr. McNeill is the trustee of the irrevocable trust for the benefit of his minor children and therefor may be deemed to indirectly beneficially own these securities. Mr. McNeill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F6These securities were purchased by Mr. McNeill as custodian for a minor child under the Uniform Transfer to Minors Act. Mr. McNeill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.