SEC Form 4 · accession 0001588216-16-000036
RSP Permian, Inc. · RSPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Huck
Officer — VP, Operations
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2016 | S | 5,700 | $39.88 | D | 352,137 | D | |
| Common StockF2,F3 | Nov 16, 2016 | S | 300 | $40.75 | D | 351,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 16, 2016, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. Huck sold 5,700 shares in multiple trades at prices ranging from $39.54 to $40.54. The price reported above reflects the weighted average sale price. Mr. Huck hereby undertakes to provide to the Securities and Exchange Commission staff (the "Staff"), the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2The first sale under the 10b5-1 Plan was on August 17, 2016 and the 10b5-1 Plan provides for sales of Mr. Huck's shares at or above a minimum share price on certain pre-determined dates until the 10b5-1 Plan terminates after 100,000 shares in the aggregate have been sold.
- F3On November 16, 2016, pursuant to the 10b5-1 Plan, Mr. Huck sold 300 shares in multiple trades at prices ranging from $40.66 to $40.86. The price reported above reflects the weighted average sale price. Mr. Huck hereby undertakes to provide to the Staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.