SEC Form 4/A · accession 0001179110-16-028033
RSP Permian, Inc. · RSPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tamara D. Pollard
Officer — EVP of Planning and Reserves
Period of report
Jun 30, 2016
Accepted (ET)
Jul 29, 2016 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | F | 1,111 | $0.00 | D | 35,766 | D | |
| Common Stock | Jun 30, 2016 | F | 3,173 | $0.00 | D | 32,593 | D | |
| Common Stock | Jun 30, 2016 | A | 28,500 | $0.00 | A | 61,093 | D | |
| Common Stock | Jun 30, 2016 | A | 23,357 | $0.00 | A | 84,450 | D | |
| Common Stock | Jun 30, 2016 | F | 11,957 | $0.00 | D | 72,493 | D | |
| Common Stock | Jun 30, 2016 | F | 9,799 | $0.00 | D | 62,694 | D | |
| Common StockF4 | holding | — | — | — | 380,989 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 19,060 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withheld for the payment of tax liabilities in connection with the vesting of a restricted stock grant issued in accordance with Rule 16b-3.
- F2These securities are performance based restricted stock awards that were granted under the 2014 Long Term Incentive Plan for the performance period January 1, 2014 to December 31, 2016. All of these performance based restricted stock awards vested as of June 30, 2016 in connection with Ms. Pollard's retirement from the Issuer and her agreement with the Issuer and Issuer's Compensation Committee.
- F3These securities are performance based restricted stock awards that were granted under the 2014 Long Term Incentive Plan for the performance period January 1, 2015 to December 31, 2017. All of these performance based restricted stock awards vested as of June 30, 2016 in connection with Ms. Pollard's retirement from the Issuer and her agreement with the Issuer and Issuer's Compensation Committee.
- F4Ms. Pollard is a manager of the general partner of Pollard Resource Holdings, LP and therefore may be deemed to indirectly beneficially own these securities. Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F5Ms. Pollard disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Remarks
The Reporting Person's Form 4, filed with the Securities and Exchange Commission on July 5, 2016, inadvertently failed to note Ms. Pollard ceased to be an officer of the Issuer and is no longer subject to Section 16 as a result of her retirement from the Issuer on June 30, 2016.