SEC Form 5 · accession 0001209191-19-008855
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore Francis Mulia
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 10, 2018 | G | 304 | $18.73 | D | 67,956 | D | |
| Common stock | May 11, 2018 | G | 175 | $18.79 | D | 67,956 | D | |
| Common stock | Dec 31, 2018 | G | 225 | $17.44 | D | 67,956 | D |
Table II — derivative securities
No Table II lines on this filing.