SEC Form 5 · accession 0001209191-19-005525
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 28, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2018 | P | 1,328 | $17.62 | A | 1,020,708 | D | |
| Common Stock | Jun 30, 2018 | P | 1,262 | $19.91 | A | 1,020,708 | D | |
| Common Stock | Sep 30, 2018 | P | 1,400 | $20.94 | A | 1,020,708 | D | |
| Common Stock | Dec 28, 2018 | P | 1,808 | $17.28 | A | 1,020,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.