SEC Form 4 · accession 0001209191-18-013711
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Catherine Eddelson
Officer — Principal Financial Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 27, 2018 · 8:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 26, 2018 | A | 8,772 | $0.00 | A | 39,108 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 26, 2018, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 8,772 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on March 15, 2021. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on March 15, 2021.