SEC Form 5 · accession 0001209191-18-006661
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore Francis Mulia
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 2, 2018 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 30, 2017 | G | 80 | $15.32 | D | 67,208 | D | |
| Common stock | Aug 2, 2017 | G | 75 | $17.16 | D | 67,208 | D |
Table II — derivative securities
No Table II lines on this filing.