SEC Form 5 · accession 0001209191-18-003616
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Salute
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 16, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 31, 2017 | P | 94 | $16.577 | A | 8,626 | D | |
| Common stock | Jun 30, 2017 | P | 107 | $16.6326 | A | 8,626 | D | |
| Common stock | Sep 29, 2017 | P | 114 | $17.5459 | A | 8,626 | D | |
| Common stock | Dec 28, 2017 | P | 109 | $18.8358 | A | 8,626 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.