SEC Form 5 · accession 0001209191-18-003600
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Zink
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 16, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Apr 6, 2017 | P | 104 | $16.131 | A | 5,497 | D | |
| Common stock | Jul 11, 2017 | P | 124 | $15.475 | A | 5,497 | D | |
| Common stock | Oct 5, 2017 | P | 89 | $16.929 | A | 5,497 | D | |
| Common stock | Apr 6, 2017 | P | 52 | $16.131 | A | 2,422 | I | As Co-Trustee for Gregory L Zink Trust |
| Common stock | Jul 11, 2017 | P | 61 | $15.475 | A | 2,422 | I | As Co-Trustee for Gregory L Zink Trust |
| Common stock | Apr 6, 2017 | P | 4 | $16.131 | A | 209 | I | As Co-Trustee for Carmen Zink Trust |
| Common stock | Jul 11, 2017 | P | 5 | $15.475 | A | 209 | I | As Co-Trustee for Carmen Zink Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.