SEC Form 4 · accession 0001209191-17-060149
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Salute
Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 13, 2017 · 9:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | P | 1,000 | $17.0697 | A | 7,734 | D | |
| Common Stock | Nov 10, 2017 | P | 468 | $17.0743 | A | 8,202 | D |
Table II — derivative securities
No Table II lines on this filing.