SEC Form 4 · accession 0001209191-17-048387
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 10, 2017 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 10, 2017 | P | 900 | $16.529 | A | 1,002,013 | D | |
| Common stock | Aug 10, 2017 | P | 100 | $16.52 | A | 1,002,113 | D |
Table II — derivative securities
No Table II lines on this filing.