SEC Form 4 · accession 0001209191-17-022187
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 22, 2017 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 22, 2017 | P | 700 | $16.2377 | A | 1,000,113 | I | As Trustee for Barry Sloane Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.