SEC Form 5 · accession 0001209191-17-002500
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Salute
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 6, 2017 · 8:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 19, 2016 | J | 58 | $12.35 | A | 3,881 | D | |
| Common stock | Mar 31, 2016 | J | 105 | $12.90 | A | 3,986 | D | |
| Common stock | Jun 30, 2016 | J | 115 | $12.16 | A | 4,101 | D | |
| Common stock | Sep 27, 2016 | J | 127 | $13.87 | A | 4,228 | D | |
| Common stock | Dec 27, 2016 | J | 106 | $15.89 | A | 4,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.