SEC Form 4 · accession 0001209191-16-152254
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 29, 2016 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 29, 2016 | P | 959 | $15.05 | A | 996,192 | D | |
| Common stock | Nov 29, 2016 | P | 41 | $15.00 | A | 996,233 | D |
Table II — derivative securities
No Table II lines on this filing.