SEC Form 4 · accession 0001209191-16-142526
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nilesh Joshi
Officer — Chief Information Officer
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | P | 800 | $13.82 | A | 2,450 | D |
Table II — derivative securities
No Table II lines on this filing.