SEC Form 4 · accession 0001209191-16-108006
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Sloane
Officer — Chairman & CEO · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 14, 2016 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 14, 2016 | P | 1,000 | $12.9357 | A | 965,833 | D |
Table II — derivative securities
No Table II lines on this filing.