SEC Form 4 · accession 0001209191-15-081938
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Salvatore Francis Mulia
Director
Period of report
Oct 28, 2015
Accepted (ET)
Nov 24, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 28, 2015 | G | 4,000 | — | A | 51,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received by the wife of the reporting person as a bona fide gift from her sister