SEC Form 4 · accession 0001209191-15-081743
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Mathison Downs
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 23, 2015 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 23, 2015 | P | 300 | $13.29 | A | 12,831 | D |
Table II — derivative securities
No Table II lines on this filing.