SEC Form 3/A · accession 0001209191-15-006892
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
David C Beck
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 28, 2015 · 8:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 57,195 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Filing to correct Form 3 filed 11/14/14. This Form 3A reflects the additional 1273 shares and the correct total share amount owned by Mr. Beck.