SEC Form 4 · accession 0001209191-16-094717
Intrawest Resorts Holdings, Inc. · SNOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sky Foulkes
Officer — EVP & COO
Period of report
Jan 30, 2016
Accepted (ET)
Feb 2, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2016 | X | 13,875 | — | A | 22,869 | D | |
| Common StockF2 | Jan 30, 2016 | F | 4,919 | $8.41 | D | 17,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 30, 2016 | X | 13,875 | D | — | — | Common Stock | 13,875 | 13,917 | D |
Explanation of responses
- F1When settled in shares, the restricted stock units convert into common stock of Intrawest Resorts Holdings, Inc. on a one-for-one basis.
- F2The exercise price is valued based on the closing price of the issuer's common stock on the day before the vesting date.
- F3On January 30, 2014, the reporting person was granted 41,667 restricted stock units, 33.3% of which restricted stock units vested on the first and second anniversaries of the date of grant, and 33.4% of which restricted stock units will vest on the third anniversary of the date of grant, subject to the reporting person's continued employment through the specified vesting date.