SEC Form 4/A · accession 0001209191-15-058581
Intrawest Resorts Holdings, Inc. · SNOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carl Long
Officer — SVP, Chief Acc Off & Corp Cont
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | M | 8,325 | $0.00 | A | 10,325 | D | |
| Common Stock | Jun 30, 2015 | F | 2,624 | $11.69 | D | 7,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jun 30, 2015 | M | 8,325 | D | — | — | Common Stock | 8,325 | 16,675 | D |
Explanation of responses
- F1The exercise price is valued based on the closing price of the issuer's common stock on the day before the vesting date.
- F2The restricted stock units convert into common stock of Intrawest Resorts Holdings, Inc. on a one-for-one basis.
- F3On June 30, 2014, the reporting person was granted 25,000 restricted stock units, 33.3% of which restricted stock units vested on the first anniversary of the date of grant, 33.3% of which restricted stock units will vest on the second anniversary of the date of grant, and 33.4% of which restricted stock units will vest on the third anniversary of the date of grant, subject to the reporting person's continued employment through the specified vesting date.
- F4Consists of restricted stock units granted under the Intrawest Resorts Holdings, Inc. 2014 Omnibus Incentive Plan. Upon vesting, the reporting person will receive, at the issuer's option, either one share of common stock for each vested restricted stock unit or the amount of cash equal to the fair market value of one share of common stock, valued based on the closing price of the issuer's common stock on the day before the vesting date.