SEC Form 4 · accession 0001127602-19-007133
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Air A. Bastarrica Jr.
Officer — Vice President & Controller
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | F | 727 | $16.15 | D | 12,816 | D | |
| Common StockF2 | Feb 16, 2019 | F | 539 | $16.15 | D | 12,277 | D | |
| Common StockF3 | Feb 17, 2019 | F | 471 | $16.15 | D | 11,806 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.
- F2These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.
- F3These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.