SEC Form 4 · accession 0001127602-19-007124
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Niew
Officer — President & CEO · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | F | 8,856 | $16.15 | D | 330,099 | D | |
| Common StockF2 | Feb 16, 2019 | F | 16,085 | $16.15 | D | 314,014 | D | |
| Common StockF3 | Feb 17, 2019 | F | 21,440 | $16.15 | D | 292,574 | D | |
| Common Stock | Feb 20, 2019 | S | 11,629 | $16.01 | D | 280,945 | D | |
| Common Stock | holding | — | — | — | 4,383 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.
- F2These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.
- F3These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.
- F4The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018.