SEC Form 4 · accession 0001127602-18-007200

Knowles Corp · KN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Controller

Period of report

Feb 15, 2018

Accepted (ET)

Feb 20, 2018 · 4:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001587523

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 15, 2018	A	8,397	$0.00	A	38,101	D
Common Stock^F2	Feb 16, 2018	F	926	$14.30	D	37,175	D
Common Stock^F3	Feb 17, 2018	F	1,619	$14.30	D	35,556	D
Common Stock^F4	Feb 19, 2018	F	376	$14.30	D	35,180	D
Common Stock	holding	—	—		—	10	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$14.29	Feb 15, 2018	A	14,842	A	Feb 15, 2019	Feb 15, 2025	Common Stock	14,842	14,842	D

F1Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
F2These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.
F3These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.
F4These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3.
F5Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.