SEC Form 4 · accession 0001127602-17-010806
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S. Anderson
Officer — Senior VP & CFO
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | F | 1,300 | $18.33 | D | 80,254 | D | |
| Common StockF2 | Mar 7, 2017 | F | 2,088 | $18.33 | D | 78,166 | D | |
| Common Stock | holding | — | — | — | 93 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.
- F2These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.