SEC Form 4 · accession 0001127602-17-007372
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan E. Mittelman
Officer — VP, Controller
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | A | 6,224 | $0.00 | A | 25,681 | D | |
| Common Stock | holding | — | — | — | 10 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.28 | Feb 16, 2017 | A | 11,887 | A | Feb 16, 2018 | Feb 15, 2024 | Common Stock | 11,887 | 11,887 | D |
Explanation of responses
- F1Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
- F2Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.