SEC Form 4 · accession 0001127602-16-042643
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Niew
Officer — President & CEO · Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | S | 4,467 | $11.15 | D | 313,974 | D | |
| Common Stock | holding | — | — | — | 4,383 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2015.
- F2In accordance with Section 16(b) of the Securities Exchange Act of 1934, the reporting person has agreed to disgorge to the Company the profit resulting from "matching" the sale transaction reported on this Form 4 with the purchase transaction reported on the Form 4 filed on February 17, 2016.