SEC Form 4 · accession 0001127602-16-041818
Knowles Corp · KN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Niew
Officer — President & CEO · Director
Period of report
Nov 11, 2015
Accepted (ET)
Feb 17, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | J | 2,910 | $19.63 | D | 182,902 | D | |
| Common StockF2 | Feb 15, 2016 | F | 2,184 | $9.98 | D | 180,718 | D | |
| Common Stock | Feb 16, 2016 | S | 941 | $9.68 | D | 179,777 | D | |
| Common Stock | Feb 17, 2016 | P | 2,500 | $10.95 | A | 182,277 | D | |
| Common Stock | holding | — | — | — | 4,383 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Since the date of Mr. Niew's last ownership report, he transferred 2,910 Knowles common stock to his ex-wife pursuant to a domestic relations order. Mr. Niew no longer reports as beneficially owned any securities owned by his ex-wife.
- F2These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued in accordance with Rule 16b-3.
- F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2015.