SEC Form 4 · accession 0001209191-15-008154

Zosano Pharma Corp · ZSAN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Jan 30, 2015

Accepted (ET)

Feb 2, 2015 · 1:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001587221

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jan 30, 2015	C	64,661	$9.35	A	518,904	I	By BMV Direct SO LP
Common Stock^F2	Jan 30, 2015	P	26,543	$11.00	A	545,447	I	By BMV Direct SO LP
Common Stock^F1,F3	Jan 30, 2015	C	317,409	$9.35	A	1,896,982	I	By BMV Direct SOTRS LP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
8% Convertible Note Issued 9/9/13^F2,F1	—	Jan 30, 2015	C	337,150	D	—	Mar 31, 2015	Common Stock	337,150	I
8% Convertible Note Issued 9/9/13^F3,F1	—	Jan 30, 2015	C	1,101,393	D	—	Mar 31, 2015	Common Stock	1,101,393	I
8% Convertible Note Issued 2/26/14^F2,F1	—	Jan 30, 2015	C	267,446	D	—	Mar 31, 2015	Common Stock	267,446	I
8% Convertible Note Issued 2/26/14^F3,F1	—	Jan 30, 2015	C	1,148,956	D	—	Mar 31, 2015	Common Stock	1,148,956	I
8% Convertible Note Issued 12/2/14^F3,F1	—	Jan 30, 2015	C	717,437	D	—	Mar 31, 2015	Common Stock	717,437	I

F1The outstanding principal and accrued interest on these Convertible Notes were automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering at 85% of the Issuer's initial public offering price per share.
F2BioMed Realty, L.P. (the "Partnership") is the sole general partner of BMV Direct SO LP. The sole general partner of the Partnership is BioMed Realty Trust, Inc. (the "REIT"). The REIT has sole voting and dispositive power with respect to the shares directly held by BMV Direct SO LP.
F3BioMed Realty Holdings, Inc. ("Holdings") is the sole general partner of BMV Direct SOTRS LP. The sole shareholder of Holdings is the Partnership. The sole general partner of the Partnership is the REIT. The REIT has sole voting and dispositive power with respect to the shares directly held by BMV Direct SOTRS LP.