SEC Form 4 · accession 0001209191-15-070781
CHC Group Ltd. · HELIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Kalman
Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 11, 2015 | M | 18,768 | — | A | 51,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 11, 2015 | M | 18,768 | D | — | — | Ordinary Shares | 18,768 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 11, 2015 | A | 150,602 | A | — | — | Ordinary Shares | 150,602 | 150,602 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one Ordinary Share of the Issuer.
- F2The restricted stock units fully vested on September 11, 2015.
- F3The restricted stock units vest in full on September 11, 2016, subject to the Reporting Person's continued service to the Issuer. The restricted stock units may be settled in stock and/or cash payment.