SEC Form 4 · accession 0001209191-15-005658
CHC Group Ltd. · HELIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Bartolotta
Officer — Chief Operating Officer
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 16, 2015 | M | 11,288 | — | A | 150,981 | D | |
| Ordinary Shares | Jan 16, 2015 | F | 3,686 | $2.23 | D | 147,296 | D | |
| Ordinary SharesF1 | Jan 16, 2015 | M | 11,111 | — | A | 158,406 | D | |
| Ordinary Shares | Jan 16, 2015 | F | 3,628 | $2.23 | D | 154,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 16, 2015 | M | 11,288 | D | — | — | Ordinary Shares | 11,288 | 22,578 | D |
| Restricted Stock UnitsF1,F2 | — | Jan 16, 2015 | M | 11,111 | D | — | — | Ordinary Shares | 11,111 | 22,222 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one Ordinary Share of the Issuer.
- F2The restricted stock units vest in three equal annual installments following January 16, 2014, with the first annual installment to vest on January 16, 2015. Vested shares will be delivered to the reporting person upon or following completion of the vesting.