SEC Form 4 · accession 0001179110-19-001250
Egalet Corp · EGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M Shea
Officer — Chief Commercial Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | D | 187,020 | — | D | 0 | D | |
| Common StockF3,F2 | Jan 31, 2019 | D | 80,000 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.55 | Jan 31, 2019 | D | 127,500 | D | — | Oct 3, 2026 | Common Stock | 127,500 | 0 | D |
| Stock Option (Right to Buy)F2 | $8.11 | Jan 31, 2019 | D | 80,000 | D | — | Dec 6, 2026 | Common Stock | 80,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $2.38 | Jan 31, 2019 | D | 80,000 | D | — | Jun 8, 2027 | Common Stock | 80,000 | 0 | D |
Explanation of responses
- F1Includes 150,000 shares of restricted stock granted on June 13, 2018.
- F2Pursuant to the First Amended Joint Plan of Reorganization filed by Egalet Corporation and its subsidiaries under Chapter 11 of the United States Bankruptcy Code (the "Plan"), the common stock and other equity interests of Egalet Corporation reported as disposed of herein were cancelled and retired and ceased to exist at the effective time of the Plan.
- F3Consists of restricted stock units granted on March 6, 2018.