SEC Form 5/A · accession 0001398344-17-002187
Wildermuth Endowment Fund · WESFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Carol Wildermuth
Officer — Exec. V.P. · Director · 10% Owner · Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 16, 2017 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock - WESFXF2 | Mar 30, 2016 | J | 259 | $10.61 | A | 51,696 | I | Note |
| Class A Common Stock - WESFXF2 | Jun 29, 2016 | J | 318 | $11.09 | A | 51,696 | I | Note |
| Class A Common Stock - WESFXF2 | Sep 29, 2016 | J | 217 | $11.63 | A | 51,696 | I | Note |
| Class A Common Stock - WESFXF2 | Dec 29, 2016 | J | 52 | $11.76 | A | 51,696 | I | Note |
| Class C Common Stock - WEFCXF2 | Jun 29, 2016 | J | 6 | $11.06 | A | 122 | I | Note |
| Class C Common Stock - WEFCXF2 | Sep 29, 2016 | J | 4 | $11.58 | A | 122 | I | Note |
| Class C Common Stock - WEFCXF2 | Dec 29, 2016 | J | 1 | $11.68 | A | 122 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reinvested Distributions
- F2The nature of indirect beneficial ownership pertains to Carol Wildermuth's ownership of Wildermuth Advisory, LLC, which in turn has direct ownership of the Class A and Class C Common Stock.
Remarks
* The Reporting Person is an affiliated person of Wildermuth Advisory, LLC, the investment adviser of the Issuer.