SEC Form 5 · accession 0001398344-16-015010
Wildermuth Endowment Fund · WESFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wildermuth Advisory, LLC
10% Owner · Other
Period of report
Dec 31, 2015
Accepted (ET)
Jul 11, 2016 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Mar 14, 2016 | A | 936 | $10.68 | A | 936 | D | |
| Class A Common Stock | holding | — | — | — | 50,851 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations), at which time Wildermuth Advisory, LLC would have been a 10% owner).
- F2Form 4 should have been filed within 2 business days of the date of the acquisition.
- F3This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over
Remarks
* The Reporting Person is the investment adviser of the Issuer.