SEC Form 5 · accession 0001398344-16-014998
Wildermuth Endowment Fund · WESFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Wildermuth
Officer — President and CEO · Director · 10% Owner · Other
Period of report
Dec 31, 2015
Accepted (ET)
Jul 11, 2016 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001586009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF3,F4 | Mar 14, 2016 | A | 936 | $10.68 | A | 936 | I | Note |
| Class A Common StockF4 | holding | — | — | — | 50,851 | I | Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations). Carol Wildermuth at that time was a Director, Officer, and 10% beneficial owner of the fund.
- F2Form 4 should have been filed within 2 business days of the date of the transaction.
- F3This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over.
- F4The nature of indirect beneficial ownership pertains to Daniel Wildermuth's ownership of Wildermuth Advisory, LLC, which in turn has direct ownership of the Class A and Class C Common Stock.
Remarks
* The Reporting Person is an affiliated person of Wildermuth Advisory, LLC, the investment adviser of the Issuer.