SEC Form 4 · accession 0001271163-17-000056
Gabelli Global Small & Mid Cap Value Trust · GGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce N Alpert
Officer — President
Period of report
Dec 14, 2017
Accepted (ET)
Dec 14, 2017 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, Par Value $0.001 | Dec 14, 2017 | J | 1,674 | $11.50 | A | 5,063 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.