SEC Form 4 · accession 0001271163-15-000001
Gabelli Global Small & Mid Cap Value Trust · GGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuni Nakamura
Director
Period of report
Sep 3, 2014
Accepted (ET)
Jan 8, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, Par Value $0.001F1 | Sep 3, 2014 | P | 1,400 | $10.4993 | A | 1,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Joint Account