SEC Form 4 · accession 0001628280-16-014763
SunEdison Semiconductor Ltd · SEMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Kauffmann
Officer — EVP & CFO
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Apr 25, 2016 | M | 327 | $5.69 | A | 3,460 | D | |
| Ordinary Shares | Apr 25, 2016 | F | 126 | $5.69 | D | 3,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | $0.00 | Apr 25, 2016 | M | 327 | D | — | — | Ordinary Shares | 327 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one ordinary share of SunEdison Semiconductor Limited.
- F2Fully vested.