SEC Form 4 · accession 0000947871-19-000161
Advanced Disposal Services, Inc. · ADSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Carn
Officer — Executive Vice President & CFO
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | A | 7,493 | — | A | 150,063 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $26.69 | Feb 25, 2019 | A | 27,663 | A | — | Feb 25, 2029 | Common Stock | 27,663 | 27,663 | D |
Explanation of responses
- F1Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).
- F2Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/25/2019).