SEC Form 4 · accession 0000947871-18-000208
Advanced Disposal Services, Inc. · ADSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S. Spegal
Officer — Chief Operating Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | A | 5,466 | — | A | 75,751 | D | |
| Common StockF2 | Feb 26, 2018 | A | 8,743 | — | A | 84,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $22.16 | Feb 26, 2018 | A | 33,695 | A | — | Feb 26, 2028 | Common Stock | 33,695 | 33,695 | D |
Explanation of responses
- F1Shares of Common Stock subject to performance share units that were earned, subject to continued service vesting conditions, based on Issuer's 2017 fiscal year results.
- F2Shares of Common Stock subject to a grant of restricted stock units. Award will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).
- F3Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/26/2018).