SEC Form 4 · accession 0000947871-17-000213
Advanced Disposal Services, Inc. · ADSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L. Burke Jr.
Officer — Chief Exec. Officer & Director · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | A | 7,032 | — | A | 211,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $23.30 | Mar 15, 2017 | A | 118,217 | A | — | Mar 15, 2027 | Common Stock | 118,217 | 118,217 | D |
Explanation of responses
- F1Shares of Common Stock subject to performance share units that were earned based on Issuer's 2016 fiscal year results. The performance share units will vest in full on the third anniversary of the date of grant (date of grant being 6/24/2016).
- F2Award of performance options that were earned based on the Issuer' 2016 fiscal year results and that will vest in full on the third anniversary of the date of grant (date of grant being 3/15/2017).