SEC Form 4/A · accession 0000947871-17-000182

Advanced Disposal Services, Inc. · ADSW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Accounting Officer

Period of report

Oct 12, 2016

Accepted (ET)

Mar 1, 2017 · 6:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001585790

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$19.10	Oct 12, 2016	A	6,152	A	—	May 14, 2024	Common Stock	6,152	6,152	D
Employee Stock Option (right to buy)^F2	$22.00	Feb 27, 2017	A	8,000	A	—	Feb 27, 2027	Common Stock	8,000	8,000	D

F1Award of options that were granted to replace options of equivalent intrinsic value that covered common stock of Advanced Disposal Waste Holdings Corp. ("Parent") and were cancelled in connection with the of merger of Parent into the Issuer with the Issuer as the surviving corporation. Prior to the closing of the Issuer's initial public offering, these options were scheduled to vest in full on the fifth anniversary of the date of grant. However, by the terms of the award, upon the closing of the Issuer's initial public offering, the vesting schedule for these options changed so that 20% of the options were vested on the date of grant (05/14/2014) and 20% vested and will vest annually thereafter on the anniversary of the date of grant. This report amends the original From 4 filed by the Reporting Person on October 14, 2016 to correct the number of shares included in such grant of options, which initially was reported as 6,153 shares.
F2Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).