SEC Form 4 · accession 0000947871-17-000179
Advanced Disposal Services, Inc. · ADSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Slattery
Officer — Senior VP, Gen Coun, Secretary
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 5,750 | — | A | 56,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $22.00 | Feb 27, 2017 | A | 24,326 | A | — | Feb 27, 2027 | Common Stock | 24,326 | 24,326 | D |
Explanation of responses
- F1Shares of Common Stock subject to a grant of restricted stock units. The award will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).
- F2Award of options that will vest in full on the third anniversary of the date of grant (date of grant being 2/27/2017).