SEC Form 4 · accession 0001144204-15-032133
Jaguar Health, Inc. · JAGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kallassy
Officer — CFO, COO, Treasurer
Period of report
May 18, 2015
Accepted (ET)
May 18, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585608
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $7.00 | May 18, 2015 | A | 13,365 | A | — | May 18, 2025 | Common Stock | 13,365 | 13,365 | D |
Explanation of responses
- F1Granted pursuant to the Issuer's 2013 Equity Incentive Plan.
- F21/12 vests on 08/18/2015, with the remainder vesting in equal monthly installments such that it vests in full on 08/18/2018. Vesting is subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.