SEC Form 4 · accession 0001585583-18-000038
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D. Cappasola Jr.
Officer — President & CEO · Director
Period of report
Jun 30, 2018
Accepted (ET)
Jul 3, 2018 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 30, 2018 | A | 131,250 | $0.00 | A | 506,031 | D | |
| COMMON STOCKF2 | Jun 30, 2018 | F | 47,867 | $14.18 | D | 458,164 | D | |
| COMMON STOCKF3,F4 | Jul 2, 2018 | S | 7,500 | $13.9798 | D | 450,664 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan that will vest in four equal annual installments, beginning on June 30, 2019.
- F2Consists of shares withheld for the payment of the tax liability associated with the vesting of Restricted Stock on June 30, 2018.
- F3Sold pursuant to Rule 10b5-1 plan.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $14.04. The reporting person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.