SEC Form 4 · accession 0001585583-18-000032
Del Taco Restaurants, Inc. · TACO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Walsh
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001585583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 18, 2018 | P | 10,000 | $11.4268 | A | 31,866 | D | |
| COMMON STOCKF2 | May 21, 2018 | P | 35,000 | $11.5848 | A | 66,866 | D | |
| COMMON STOCKF3 | holding | — | — | — | 85,092 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.4125 to $11.4300. The reporting person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.50 to $11.60. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F3The securities are held directly by PW Acquisitions, LP. The Reporting Person is the chief executive officer and managing member of the General Partner of PW Acquisitions, LP and exercises voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.